flowchart LR
U[Unfreeze<br/>break old habits] --> C[Change<br/>introduce new ways]
C --> R[Refreeze<br/>stabilise]
classDef default fill:#003366,color:#ffffff,stroke:#ffcc00,stroke-width:3px,rx:10px,ry:10px;
31 Organisation Development and Change
31.1 What is Organisation Development?
Organisation Development (OD) is a planned, systemic, long-range effort to improve an organisation’s effectiveness and health through interventions in its processes, using behavioural-science knowledge. The discipline grew out of the human-relations movement, the T-group work of Kurt Lewin and the National Training Laboratories (NTL) at Bethel, Maine in the 1940s and 50s.
| Author | Definition |
|---|---|
| Richard Beckhard (1969) | “A planned, organisation-wide effort, managed from the top, to increase organisation effectiveness and health through planned interventions in the organisation’s processes, using behavioural-science knowledge.” |
| Warren Bennis | “A response to change; a complex educational strategy intended to change the beliefs, attitudes, values and structure of organisations so they can better adapt to new technologies, markets and challenges.” |
| Wendell French & Cecil Bell | “A long-range effort to improve an organisation’s problem-solving and renewal processes, particularly through a more effective and collaborative management of organisation culture, with the assistance of a change agent.” |
| Edgar Schein | “Process consultation — the set of activities by which the consultant helps the client perceive, understand and act upon the process events that occur in the client’s environment.” |
| Cummings & Worley | “A system-wide application and transfer of behavioural-science knowledge to the planned development, improvement and reinforcement of strategies, structures and processes that lead to organisation effectiveness.” |
31.1.1 Beckhard’s Five Characteristics of OD
- Planned — not accidental.
- Organisation-wide — system-level, not local.
- Top-managed — sponsorship from the top.
- Effectiveness + Health — both outcomes and processes.
- Behavioural-science based — uses theory and research, not folk wisdom.
31.2 Foundations — Lewin, NTL, Tavistock
- Kurt Lewin (1890-1947) — father of OD; T-groups, action research, Force Field Analysis, three-stage change model.
- National Training Laboratories (NTL) — founded 1947 at Bethel, Maine — institutionalised T-groups and sensitivity training.
- Tavistock Institute (London, 1947) — socio-technical systems theory (Trist and Bamforth’s coal-mine study).
31.3 Lewin’s Three-Stage Change Model
Kurt Lewin’s “Frontiers in Group Dynamics” (1947) gave the classic three-stage model of planned change:
| Stage | What happens |
|---|---|
| Unfreezing | Disconfirm the status quo; create motivation and readiness; reduce resistance |
| Changing / Moving | Introduce new behaviours, values, attitudes; build new competencies |
| Refreezing | Stabilise — reinforce, institutionalise and integrate the new state |
31.3.1 Force Field Analysis (Lewin 1947)
A diagnostic tool that maps driving forces (pushing for change) against restraining forces (resisting change). Change occurs when drivers exceed restrainers — and Lewin argued reducing restrainers is more effective than amplifying drivers.
31.4 Action Research
Kurt Lewin (1946) coined action research — a cyclical process of diagnosis → action → evaluation → diagnosis. French and Bell expanded it for OD into an eight-stage model.
- Problem identification
- Consultation with a behavioural-science expert
- Data gathering and preliminary diagnosis
- Feedback to the client
- Joint diagnosis of the problem
- Joint action planning
- Action
- Data gathering after action (evaluation)
31.5 Other Change Models
31.5.1 Schein’s Refinement of Lewin
Edgar Schein elaborated Lewin’s three stages with psychological mechanisms:
- Unfreezing = disconfirmation + creation of guilt or survival anxiety + psychological safety.
- Changing = cognitive restructuring through identification or scanning.
- Refreezing = personal and relational refreezing.
31.5.2 Kotter’s Eight-Step Change Model (1996)
John Kotter, Leading Change (1996), surveyed 100 + transformation efforts and gave eight sequential steps:
| # | Step | Purpose |
|---|---|---|
| 1 | Establish a sense of urgency | Confront complacency |
| 2 | Form a guiding coalition | Build power to lead |
| 3 | Develop a vision and strategy | Direction |
| 4 | Communicate the change vision | Mass buy-in |
| 5 | Empower broad-based action | Remove obstacles |
| 6 | Generate short-term wins | Build momentum |
| 7 | Consolidate gains and produce more change | Don’t declare victory too soon |
| 8 | Anchor new approaches in the culture | Make it stick |
31.5.3 ADKAR — Prosci (Jeff Hiatt, 2003)
Individual-level change model — change in an organisation happens when individuals change. Five sequential elements:
- Awareness of the need to change
- Desire to participate and support change
- Knowledge of how to change
- Ability to implement the change
- Reinforcement to sustain change
31.5.4 McKinsey 7S Framework (Peters-Waterman-Pascale-Athos, 1980)
Seven interdependent variables that must align for effective change — 3 Hard + 4 Soft:
| Type | Element |
|---|---|
| Hard | Strategy · Structure · Systems |
| Soft | Shared values (centre) · Skills · Style · Staff |
31.5.5 Burke-Litwin Model (1992)
12 organisational variables in causal chains, distinguishing transformational factors (external environment, mission/strategy, leadership, culture) from transactional factors (structure, systems, management practices, climate, motivation).
31.5.6 Bridges’ Transition Model (1991)
William Bridges distinguished change (external, situational) from transition (internal, psychological). Three phases of transition:
- Ending, Losing, Letting Go — first.
- The Neutral Zone — middle.
- The New Beginning — last.
31.5.7 Greiner’s Five-Stage Growth Model (1972, updated 1998)
Larry Greiner — organisations grow through five (later six) evolutionary stages, each ending in a crisis that triggers revolution:
| Phase | Growth through | Crisis |
|---|---|---|
| 1 | Creativity | Leadership |
| 2 | Direction | Autonomy |
| 3 | Delegation | Control |
| 4 | Coordination | Red tape |
| 5 | Collaboration | Internal growth |
| 6 (1998) | Alliances | Identity |
31.5.8 Nadler-Tushman Congruence Model (1980)
David Nadler-Michael Tushman — organisation as a system; effective performance follows when strategy, work, people, structure and culture are congruent with each other and the environment.
31.5.9 Senge’s Learning Organisation (1990)
Peter Senge, The Fifth Discipline (1990) — a learning organisation masters five disciplines:
- Personal mastery — individual learning.
- Mental models — surface assumptions.
- Shared vision — collective aspiration.
- Team learning — dialogue and skilful discussion.
- Systems thinking ★ — the fifth discipline that integrates the rest.
31.6 OD Interventions
OD interventions are the planned activities through which change is introduced. Cummings and Worley classify them into four families:
| Family | Examples |
|---|---|
| Human Process | T-groups, team building, process consultation, third-party peacemaking, survey feedback, organisation confrontation meeting |
| Technostructural | Job redesign, work design, structural design (functional/divisional/matrix), parallel learning structures, employee involvement, TQM |
| Human Resource Management | Goal setting, performance management, reward systems, career planning, talent management, diversity |
| Strategic Change | Integrated strategic change, mergers & acquisitions, alliances, culture change, self-designing organisations |
31.6.1 Six Classic Human-Process Interventions
- T-Group / Sensitivity Training — small unstructured group; experiential learning about self-and-others; Lewin/NTL origin.
- Team Building — clarify roles, goals, relationships, processes.
- Process Consultation — Schein’s approach; consultant helps client see and act on processes.
- Third-Party Peacemaking / Conflict Resolution — neutral facilitator helps two parties work out conflict.
- Survey Feedback — collect data, feed it back, jointly plan action.
- Organisation Confrontation Meeting — full-organisation off-site, surface and act on key issues (Beckhard).
31.6.2 Other Important Interventions
| Intervention | Originator / What it does |
|---|---|
| Managerial Grid (Grid OD) | Blake & Mouton (1964) — six-phase grid programme |
| Quality of Work Life (QWL) | Walton (1973) — humanise jobs and work environment |
| Quality Circles | Ishikawa (Japan, 1960s) — small problem-solving groups |
| TQM | Deming, Juran, Crosby — quality as everyone’s job |
| Re-engineering / BPR | Hammer & Champy (1993) — radical process redesign |
| Appreciative Inquiry | Cooperrider & Srivastva (1987) — focus on what works |
| Open Space Technology | Harrison Owen (1985) — large-group self-organising meeting |
| World Café | Brown & Isaacs (1995) — conversational large-group |
| Future Search | Weisbord (1992) — design the future |
| Whole Scale Change | Dannemiller (1990s) — large-group transformation |
| Six Sigma | Motorola/GE — defect reduction, DMAIC |
| Lean / Kaizen | Toyota — continuous improvement |
Appreciative Inquiry (AI) by David Cooperrider and Suresh Srivastva (1987) reverses problem-focused diagnosis with the 4-D cycle — Discover, Dream, Design, Destiny — built around what gives life to the organisation.
31.7 Resistance to Change
31.7.1 Sources of Resistance
- Parochial self-interest — fear of losing something of value.
- Misunderstanding and lack of trust — don’t understand or trust the change leaders.
- Different assessments — believe the change is a bad idea.
- Low tolerance for change — psychological/emotional discomfort with disruption.
31.7.2 Six Strategies for Overcoming Resistance (Kotter-Schlesinger)
| Strategy | When to use |
|---|---|
| Education + Communication | Lack of information |
| Participation + Involvement | Resistors have power |
| Facilitation + Support | Fear and anxiety |
| Negotiation + Agreement | Someone loses, has power |
| Manipulation + Co-optation | Other tactics too costly (controversial) |
| Explicit + Implicit Coercion | Speed is essential; leader has power (last resort) |
31.8 The OD Practitioner / Change Agent
Roles of an OD practitioner (Lippitt):
- Expert — provides answers.
- Facilitator — helps the client find answers.
- Coach — develops client capability.
- Trainer / Educator — transfers knowledge.
- Process Consultant — Schein’s model.
- Reflector — mirrors back to client.
- Researcher — gathers data systematically.
- Diagnostician — frames problems.
Internal vs External change agents — internal know the culture and politics; external bring objectivity and specialised expertise. Often used in combination.
31.9 Types of Change
| Pair | Distinction |
|---|---|
| Planned vs Emergent | Anticipated and managed vs unfolding |
| Incremental vs Radical | Continuous improvement (kaizen) vs transformational |
| Strategic vs Operational | Direction vs execution |
| Reactive vs Proactive | Response to crisis vs ahead of need |
| First-order vs Second-order | Within-paradigm (improve) vs paradigm-shift (transform) |
31.10 OD in India
OD entered India in the 1960s through the Indian Society for Applied Behavioural Science (ISABS) (1971) and the work of Udai Pareek, TV Rao, K Aiyappan Pillai, Ravi Matthai and Larsen & Toubro’s pioneering OD work in the 1970s.
Udai Pareek and TV Rao developed the integrated HRD philosophy at L&T and later at IIM-Ahmedabad — coining the term HRD in the Indian context (1975). Their Pareek-Rao OCTAPACE culture (Openness, Confrontation, Trust, Autonomy, Pro-activity, Authenticity, Collaboration, Experimentation) is widely tested.
31.11 Modern Trends in Change Management
- Agile change management — iterative, sprint-based.
- Digital transformation — change anchored in technology.
- Continuous change / agility — change as a steady state.
- Design thinking in OD interventions.
- Behavioural-economics nudges (Thaler-Sunstein).
- Network-of-teams (McChrystal Team of Teams).
- OKR-driven change cadence.
- People analytics for change readiness.
- Psychological safety as enabler (Edmondson).
- Hybrid-work culture change.
- DEI-led culture change.
- ESG-driven transformation.
31.12 Practice Questions
The "Unfreeze → Change → Refreeze" model of planned change was proposed by:
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"A planned, organisation-wide effort, managed from the top..." is Beckhard's definition of:
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John Kotter's eight-step change model begins with:
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"Force Field Analysis" — mapping driving and restraining forces — was developed by:
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ADKAR — Awareness, Desire, Knowledge, Ability, Reinforcement — is a change model from:
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In the McKinsey 7S framework, the centre is:
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Peter Senge's "fifth discipline" is:
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In Larry Greiner's growth model, Phase 1 (Creativity) ends in a crisis of:
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The term "action research" was coined in 1946 by:
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Appreciative Inquiry's 4-D cycle is:
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"Process Consultation" as an OD intervention is associated with:
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Managerial Grid (Grid OD) was given by:
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William Bridges distinguishes change from transition. The middle phase of his transition model is called:
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Kotter & Schlesinger's strategies for overcoming resistance to change include all EXCEPT:
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OCTAPACE — a model of HRD culture — was developed by:
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The Burke-Litwin model of change distinguishes:
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Business Process Re-engineering (BPR) — radical redesign of processes — was popularised in 1993 by:
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The T-Group (sensitivity training) intervention was institutionalised in 1947 at:
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Cummings & Worley's four families of OD interventions are Human Process, Technostructural, HRM and:
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Match the model with its author:
| (i) | Three-Stage Change | (a) | Senge |
| (ii) | Eight-Step Change | (b) | Kotter |
| (iii) | Fifth Discipline | (c) | Lewin |
| (iv) | 4-D Appreciative Inquiry | (d) | Cooperrider |
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31.12.1 Advanced Format Questions
A: Lewin's force-field analysis identifies driving and restraining forces.
R: To produce change, driving forces must exceed restraining forces.
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A: Kotter's 8-step model emphasises urgency first.
R: Without urgency change initiatives stall.
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OD interventions: (i) Team building. (ii) Survey feedback. (iii) Sensitivity training (T-group). (iv) Process consultation.
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Change models: (i) Lewin 3-step. (ii) Kotter 8-step. (iii) ADKAR. (iv) Bridges Transition.
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31.13 Quick Recall
- OD = planned, organisation-wide, top-managed, behavioural-science-based effort for effectiveness + health (Beckhard 1969).
- Foundations: Kurt Lewin (T-groups, action research, Force Field) · NTL Bethel (1947) · Tavistock (1947).
- Lewin’s 3 stages: Unfreeze → Change → Refreeze.
- Force Field Analysis — drivers vs restrainers; reduce restrainers.
- Action Research — Lewin (1946); French-Bell 8 stages.
- Schein — psychological mechanisms; Process Consultation.
- Kotter (1996) — 8 steps: Urgency · Coalition · Vision · Communicate · Empower · Short-term wins · Consolidate · Anchor.
- ADKAR — Prosci/Hiatt (2003): Awareness · Desire · Knowledge · Ability · Reinforcement.
- McKinsey 7S (1980) — 3 Hard (Strategy/Structure/Systems) + 4 Soft (Shared values · Skills · Style · Staff).
- Burke-Litwin (1992) — transformational vs transactional factors.
- Bridges (1991) — change vs transition; Ending → Neutral Zone → New Beginning.
- Greiner (1972) — 5+1 growth stages with crises (Leadership · Autonomy · Control · Red tape · Internal · Identity).
- Nadler-Tushman Congruence model.
- Senge (1990) — Five Disciplines: Personal Mastery · Mental Models · Shared Vision · Team Learning · Systems Thinking ★.
- Cummings-Worley 4 families: Human Process · Technostructural · HRM · Strategic Change.
- Human-process interventions: T-Group · Team Building · Process Consultation · Third-Party Peacemaking · Survey Feedback · Confrontation Meeting.
- Other: Grid OD (Blake-Mouton) · QWL (Walton) · QC (Ishikawa) · TQM · BPR (Hammer-Champy 1993) · Appreciative Inquiry 4-D (Cooperrider 1987) · Open Space · World Café · Future Search · Six Sigma · Lean/Kaizen.
- Resistance — Kotter-Schlesinger (1979): 4 reasons; 6 strategies (Education · Participation · Facilitation · Negotiation · Manipulation · Coercion).
- India: ISABS 1971 · Pareek-Rao HRD philosophy · OCTAPACE (Openness, Confrontation, Trust, Autonomy, Pro-activity, Authenticity, Collaboration, Experimentation).
- Modern trends: Agile change · Digital transformation · Network-of-teams · Design thinking · Behavioural nudges · People analytics · Psychological safety · DEI + ESG culture change.