31  Organisation Development and Change

31.1 What is Organisation Development?

Organisation Development (OD) is a planned, systemic, long-range effort to improve an organisation’s effectiveness and health through interventions in its processes, using behavioural-science knowledge. The discipline grew out of the human-relations movement, the T-group work of Kurt Lewin and the National Training Laboratories (NTL) at Bethel, Maine in the 1940s and 50s.

TipWorking Definitions of OD
Author Definition
Richard Beckhard (1969) “A planned, organisation-wide effort, managed from the top, to increase organisation effectiveness and health through planned interventions in the organisation’s processes, using behavioural-science knowledge.”
Warren Bennis “A response to change; a complex educational strategy intended to change the beliefs, attitudes, values and structure of organisations so they can better adapt to new technologies, markets and challenges.”
Wendell French & Cecil Bell “A long-range effort to improve an organisation’s problem-solving and renewal processes, particularly through a more effective and collaborative management of organisation culture, with the assistance of a change agent.”
Edgar Schein “Process consultation — the set of activities by which the consultant helps the client perceive, understand and act upon the process events that occur in the client’s environment.”
Cummings & Worley “A system-wide application and transfer of behavioural-science knowledge to the planned development, improvement and reinforcement of strategies, structures and processes that lead to organisation effectiveness.”

31.1.1 Beckhard’s Five Characteristics of OD

TipBeckhard (1969) — five defining features of OD
  • Planned — not accidental.
  • Organisation-wide — system-level, not local.
  • Top-managed — sponsorship from the top.
  • Effectiveness + Health — both outcomes and processes.
  • Behavioural-science based — uses theory and research, not folk wisdom.

31.2 Foundations — Lewin, NTL, Tavistock

TipThree foundational streams of OD
  • Kurt Lewin (1890-1947) — father of OD; T-groups, action research, Force Field Analysis, three-stage change model.
  • National Training Laboratories (NTL) — founded 1947 at Bethel, Maine — institutionalised T-groups and sensitivity training.
  • Tavistock Institute (London, 1947) — socio-technical systems theory (Trist and Bamforth’s coal-mine study).

31.3 Lewin’s Three-Stage Change Model

Kurt Lewin’s “Frontiers in Group Dynamics” (1947) gave the classic three-stage model of planned change:

TipLewin’s three stages
Stage What happens
Unfreezing Disconfirm the status quo; create motivation and readiness; reduce resistance
Changing / Moving Introduce new behaviours, values, attitudes; build new competencies
Refreezing Stabilise — reinforce, institutionalise and integrate the new state

flowchart LR
  U[Unfreeze<br/>break old habits] --> C[Change<br/>introduce new ways]
  C --> R[Refreeze<br/>stabilise]
    classDef default fill:#003366,color:#ffffff,stroke:#ffcc00,stroke-width:3px,rx:10px,ry:10px;

31.3.1 Force Field Analysis (Lewin 1947)

A diagnostic tool that maps driving forces (pushing for change) against restraining forces (resisting change). Change occurs when drivers exceed restrainers — and Lewin argued reducing restrainers is more effective than amplifying drivers.

31.4 Action Research

Kurt Lewin (1946) coined action research — a cyclical process of diagnosis → action → evaluation → diagnosis. French and Bell expanded it for OD into an eight-stage model.

TipFrench-Bell action-research model
  1. Problem identification
  2. Consultation with a behavioural-science expert
  3. Data gathering and preliminary diagnosis
  4. Feedback to the client
  5. Joint diagnosis of the problem
  6. Joint action planning
  7. Action
  8. Data gathering after action (evaluation)

31.5 Other Change Models

31.5.1 Schein’s Refinement of Lewin

Edgar Schein elaborated Lewin’s three stages with psychological mechanisms:

TipSchein’s psychological mechanisms
  • Unfreezing = disconfirmation + creation of guilt or survival anxiety + psychological safety.
  • Changing = cognitive restructuring through identification or scanning.
  • Refreezing = personal and relational refreezing.

31.5.2 Kotter’s Eight-Step Change Model (1996)

John Kotter, Leading Change (1996), surveyed 100 + transformation efforts and gave eight sequential steps:

TipKotter’s 8 steps
# Step Purpose
1 Establish a sense of urgency Confront complacency
2 Form a guiding coalition Build power to lead
3 Develop a vision and strategy Direction
4 Communicate the change vision Mass buy-in
5 Empower broad-based action Remove obstacles
6 Generate short-term wins Build momentum
7 Consolidate gains and produce more change Don’t declare victory too soon
8 Anchor new approaches in the culture Make it stick

31.5.3 ADKAR — Prosci (Jeff Hiatt, 2003)

Individual-level change model — change in an organisation happens when individuals change. Five sequential elements:

TipADKAR
  • Awareness of the need to change
  • Desire to participate and support change
  • Knowledge of how to change
  • Ability to implement the change
  • Reinforcement to sustain change

31.5.4 McKinsey 7S Framework (Peters-Waterman-Pascale-Athos, 1980)

Seven interdependent variables that must align for effective change — 3 Hard + 4 Soft:

TipMcKinsey 7S
Type Element
Hard Strategy · Structure · Systems
Soft Shared values (centre) · Skills · Style · Staff

31.5.5 Burke-Litwin Model (1992)

12 organisational variables in causal chains, distinguishing transformational factors (external environment, mission/strategy, leadership, culture) from transactional factors (structure, systems, management practices, climate, motivation).

31.5.6 Bridges’ Transition Model (1991)

William Bridges distinguished change (external, situational) from transition (internal, psychological). Three phases of transition:

TipBridges’ three phases
  • Ending, Losing, Letting Go — first.
  • The Neutral Zone — middle.
  • The New Beginning — last.

31.5.7 Greiner’s Five-Stage Growth Model (1972, updated 1998)

Larry Greiner — organisations grow through five (later six) evolutionary stages, each ending in a crisis that triggers revolution:

TipGreiner’s growth-and-crisis stages
Phase Growth through Crisis
1 Creativity Leadership
2 Direction Autonomy
3 Delegation Control
4 Coordination Red tape
5 Collaboration Internal growth
6 (1998) Alliances Identity

31.5.8 Nadler-Tushman Congruence Model (1980)

David Nadler-Michael Tushman — organisation as a system; effective performance follows when strategy, work, people, structure and culture are congruent with each other and the environment.

31.5.9 Senge’s Learning Organisation (1990)

Peter Senge, The Fifth Discipline (1990) — a learning organisation masters five disciplines:

TipSenge’s five disciplines
  • Personal mastery — individual learning.
  • Mental models — surface assumptions.
  • Shared vision — collective aspiration.
  • Team learning — dialogue and skilful discussion.
  • Systems thinking ★ — the fifth discipline that integrates the rest.

31.6 OD Interventions

OD interventions are the planned activities through which change is introduced. Cummings and Worley classify them into four families:

TipCummings-Worley four families of OD interventions
Family Examples
Human Process T-groups, team building, process consultation, third-party peacemaking, survey feedback, organisation confrontation meeting
Technostructural Job redesign, work design, structural design (functional/divisional/matrix), parallel learning structures, employee involvement, TQM
Human Resource Management Goal setting, performance management, reward systems, career planning, talent management, diversity
Strategic Change Integrated strategic change, mergers & acquisitions, alliances, culture change, self-designing organisations

31.6.1 Six Classic Human-Process Interventions

TipSix widely-tested human-process interventions
  • T-Group / Sensitivity Training — small unstructured group; experiential learning about self-and-others; Lewin/NTL origin.
  • Team Building — clarify roles, goals, relationships, processes.
  • Process Consultation — Schein’s approach; consultant helps client see and act on processes.
  • Third-Party Peacemaking / Conflict Resolution — neutral facilitator helps two parties work out conflict.
  • Survey Feedback — collect data, feed it back, jointly plan action.
  • Organisation Confrontation Meeting — full-organisation off-site, surface and act on key issues (Beckhard).

31.6.2 Other Important Interventions

TipOther OD interventions
Intervention Originator / What it does
Managerial Grid (Grid OD) Blake & Mouton (1964) — six-phase grid programme
Quality of Work Life (QWL) Walton (1973) — humanise jobs and work environment
Quality Circles Ishikawa (Japan, 1960s) — small problem-solving groups
TQM Deming, Juran, Crosby — quality as everyone’s job
Re-engineering / BPR Hammer & Champy (1993) — radical process redesign
Appreciative Inquiry Cooperrider & Srivastva (1987) — focus on what works
Open Space Technology Harrison Owen (1985) — large-group self-organising meeting
World Café Brown & Isaacs (1995) — conversational large-group
Future Search Weisbord (1992) — design the future
Whole Scale Change Dannemiller (1990s) — large-group transformation
Six Sigma Motorola/GE — defect reduction, DMAIC
Lean / Kaizen Toyota — continuous improvement
NotePYQ cue — Appreciative Inquiry

Appreciative Inquiry (AI) by David Cooperrider and Suresh Srivastva (1987) reverses problem-focused diagnosis with the 4-D cycle — Discover, Dream, Design, Destiny — built around what gives life to the organisation.

31.7 Resistance to Change

31.7.1 Sources of Resistance

TipKotter & Schlesinger — four reasons people resist change (1979)
  • Parochial self-interest — fear of losing something of value.
  • Misunderstanding and lack of trust — don’t understand or trust the change leaders.
  • Different assessments — believe the change is a bad idea.
  • Low tolerance for change — psychological/emotional discomfort with disruption.

31.7.2 Six Strategies for Overcoming Resistance (Kotter-Schlesinger)

TipKotter-Schlesinger six strategies
Strategy When to use
Education + Communication Lack of information
Participation + Involvement Resistors have power
Facilitation + Support Fear and anxiety
Negotiation + Agreement Someone loses, has power
Manipulation + Co-optation Other tactics too costly (controversial)
Explicit + Implicit Coercion Speed is essential; leader has power (last resort)

31.8 The OD Practitioner / Change Agent

Roles of an OD practitioner (Lippitt):

TipRoles of the OD practitioner / change agent
  • Expert — provides answers.
  • Facilitator — helps the client find answers.
  • Coach — develops client capability.
  • Trainer / Educator — transfers knowledge.
  • Process Consultant — Schein’s model.
  • Reflector — mirrors back to client.
  • Researcher — gathers data systematically.
  • Diagnostician — frames problems.

Internal vs External change agents — internal know the culture and politics; external bring objectivity and specialised expertise. Often used in combination.

31.9 Types of Change

TipFive common change typologies
Pair Distinction
Planned vs Emergent Anticipated and managed vs unfolding
Incremental vs Radical Continuous improvement (kaizen) vs transformational
Strategic vs Operational Direction vs execution
Reactive vs Proactive Response to crisis vs ahead of need
First-order vs Second-order Within-paradigm (improve) vs paradigm-shift (transform)

31.10 OD in India

OD entered India in the 1960s through the Indian Society for Applied Behavioural Science (ISABS) (1971) and the work of Udai Pareek, TV Rao, K Aiyappan Pillai, Ravi Matthai and Larsen & Toubro’s pioneering OD work in the 1970s.

Udai Pareek and TV Rao developed the integrated HRD philosophy at L&T and later at IIM-Ahmedabad — coining the term HRD in the Indian context (1975). Their Pareek-Rao OCTAPACE culture (Openness, Confrontation, Trust, Autonomy, Pro-activity, Authenticity, Collaboration, Experimentation) is widely tested.

31.12 Practice Questions

Q 01 Lewin Easy

The "Unfreeze → Change → Refreeze" model of planned change was proposed by:

  • AKurt Lewin
  • BJohn Kotter
  • CEdgar Schein
  • DRichard Beckhard
View solution
Correct Option: A
Kurt Lewin (1947). Father of OD.
Q 02 Beckhard Medium

"A planned, organisation-wide effort, managed from the top..." is Beckhard's definition of:

  • AHRM
  • BOrganisation Development
  • CTQM
  • DStrategic Planning
View solution
Correct Option: B
Richard Beckhard (1969) — classic OD definition.
Q 03 Kotter Medium

John Kotter's eight-step change model begins with:

  • ACreating a vision
  • BEstablishing a sense of urgency
  • CAnchoring change in culture
  • DGenerating short-term wins
View solution
Correct Option: B
Kotter's step 1 — Establish a sense of urgency. *Leading Change* (1996).
Q 04 Force Field Medium

"Force Field Analysis" — mapping driving and restraining forces — was developed by:

  • ALewin
  • BBennis
  • CSchein
  • DTushman
View solution
Correct Option: A
Kurt Lewin — 1947.
Q 05 ADKAR Medium

ADKAR — Awareness, Desire, Knowledge, Ability, Reinforcement — is a change model from:

  • AMcKinsey
  • BProsci (Jeff Hiatt)
  • CBCG
  • DDeloitte
View solution
Correct Option: B
Jeff Hiatt at Prosci — 2003.
Q 06 7S Medium

In the McKinsey 7S framework, the centre is:

  • AStrategy
  • BStructure
  • CShared values
  • DSkills
View solution
Correct Option: C
Shared Values sit at the centre, linking the 3 Hard + 4 Soft Ss.
Q 07 Senge Medium

Peter Senge's "fifth discipline" is:

  • APersonal mastery
  • BShared vision
  • CTeam learning
  • DSystems thinking
View solution
Correct Option: D
Systems thinking — the integrator of the other four. *The Fifth Discipline* (1990).
Q 08 Greiner Hard

In Larry Greiner's growth model, Phase 1 (Creativity) ends in a crisis of:

  • AAutonomy
  • BLeadership
  • CControl
  • DRed tape
View solution
Correct Option: B
Phase 1 (Creativity) → Crisis of Leadership. Greiner (1972, updated 1998).
Q 09 Action Research Medium

The term "action research" was coined in 1946 by:

  • ALewin
  • BArgyris
  • CFrench
  • DBell
View solution
Correct Option: A
Kurt Lewin (1946). French and Bell expanded it.
Q 10 Appreciative Inquiry Hard

Appreciative Inquiry's 4-D cycle is:

  • ADiagnose, Design, Develop, Deploy
  • BDiscover, Dream, Design, Destiny
  • CDefine, Direct, Drive, Deliver
  • DDiscuss, Decide, Do, Document
View solution
Correct Option: B
Discover · Dream · Design · Destiny — Cooperrider & Srivastva (1987).
Q 11 Process Consultation Medium

"Process Consultation" as an OD intervention is associated with:

  • ALewin
  • BSchein
  • CArgyris
  • DBennis
View solution
Correct Option: B
Edgar Schein — *Process Consultation* (1969).
Q 12 Grid OD Medium

Managerial Grid (Grid OD) was given by:

  • ABlake & Mouton
  • BHersey & Blanchard
  • CFiedler & House
  • DVroom & Yetton
View solution
Correct Option: A
Robert Blake and Jane Mouton (1964). 9×9 grid.
Q 13 Bridges Hard

William Bridges distinguishes change from transition. The middle phase of his transition model is called:

  • AUnfreezing
  • BNeutral Zone
  • CRefreezing
  • DPlateau
View solution
Correct Option: B
Bridges: Ending → Neutral Zone → New Beginning.
Q 14 Kotter-Schlesinger Hard

Kotter & Schlesinger's strategies for overcoming resistance to change include all EXCEPT:

  • AEducation & Communication
  • BParticipation & Involvement
  • CStrategic ambiguity
  • DNegotiation & Agreement
View solution
Correct Option: C
Six strategies: Education · Participation · Facilitation · Negotiation · Manipulation · Coercion. "Strategic ambiguity" is not one.
Q 15 OCTAPACE Hard

OCTAPACE — a model of HRD culture — was developed by:

  • APareek & Rao
  • BBeer & Spector
  • CGuest & Storey
  • DUlrich
View solution
Correct Option: A
Udai Pareek and TV Rao — OCTAPACE = Openness, Confrontation, Trust, Autonomy, Pro-activity, Authenticity, Collaboration, Experimentation.
Q 16 Burke-Litwin Hard

The Burke-Litwin model of change distinguishes:

  • AStrategic and operational factors
  • BTransformational and transactional factors
  • CHard and soft factors
  • DInternal and external factors
View solution
Correct Option: B
Burke-Litwin (1992) distinguishes transformational (mission, leadership, culture) from transactional (structure, systems, climate).
Q 17 BPR Medium

Business Process Re-engineering (BPR) — radical redesign of processes — was popularised in 1993 by:

  • AHammer & Champy
  • BPeters & Waterman
  • CDeming & Juran
  • DKaplan & Norton
View solution
Correct Option: A
Michael Hammer and James Champy, *Reengineering the Corporation* (1993).
Q 18 T-Group Medium

The T-Group (sensitivity training) intervention was institutionalised in 1947 at:

  • ANTL, Bethel, Maine
  • BTavistock, London
  • CHawthorne, Chicago
  • DHarvard Business School
View solution
Correct Option: A
National Training Laboratories (NTL), Bethel, Maine — 1947.
Q 19 Cummings-Worley Hard

Cummings & Worley's four families of OD interventions are Human Process, Technostructural, HRM and:

  • AStrategic Change
  • BFinancial Change
  • CMarketing Change
  • DCultural Change
View solution
Correct Option: A
Four families: Human Process · Technostructural · HRM · Strategic Change.
Q 20 Match concepts Hard

Match the model with its author:

(i) Three-Stage Change (a) Senge
(ii) Eight-Step Change (b) Kotter
(iii) Fifth Discipline (c) Lewin
(iv) 4-D Appreciative Inquiry (d) Cooperrider
  • A(i)-(c), (ii)-(b), (iii)-(a), (iv)-(d)
  • B(i)-(a), (ii)-(b), (iii)-(c), (iv)-(d)
  • C(i)-(b), (ii)-(c), (iii)-(d), (iv)-(a)
  • D(i)-(d), (ii)-(a), (iii)-(b), (iv)-(c)
View solution
Correct Option: A
3-stage — Lewin; 8-step — Kotter; Fifth Discipline — Senge; 4-D AI — Cooperrider.

31.12.1 Advanced Format Questions

AR 1Assertion-ReasonHard

A: Lewin's force-field analysis identifies driving and restraining forces.
R: To produce change, driving forces must exceed restraining forces.

  • ABoth true; R explains A
  • BBoth true; R does not explain A
  • CA true, R false
  • DA false, R true
View solution
Correct Option: A
AR 2Assertion-ReasonMedium

A: Kotter's 8-step model emphasises urgency first.
R: Without urgency change initiatives stall.

  • ABoth true; R explains A
  • BBoth true; R does not explain A
  • CA true, R false
  • DA false, R true
View solution
Correct Option: A
S 1Statement-basedMedium

OD interventions: (i) Team building. (ii) Survey feedback. (iii) Sensitivity training (T-group). (iv) Process consultation.

  • AAll four
  • B(i) and (ii) only
  • C(iii) and (iv) only
  • D(i), (ii), (iii) only
View solution
Correct Option: A
S 2Statement-basedHard

Change models: (i) Lewin 3-step. (ii) Kotter 8-step. (iii) ADKAR. (iv) Bridges Transition.

  • AAll four
  • B(i) and (ii) only
  • C(iii) and (iv) only
  • D(i), (ii), (iii) only
View solution
Correct Option: A

31.13 Quick Recall

ImportantQuick recall
  • OD = planned, organisation-wide, top-managed, behavioural-science-based effort for effectiveness + health (Beckhard 1969).
  • Foundations: Kurt Lewin (T-groups, action research, Force Field) · NTL Bethel (1947) · Tavistock (1947).
  • Lewin’s 3 stages: Unfreeze → Change → Refreeze.
  • Force Field Analysis — drivers vs restrainers; reduce restrainers.
  • Action Research — Lewin (1946); French-Bell 8 stages.
  • Schein — psychological mechanisms; Process Consultation.
  • Kotter (1996) — 8 steps: Urgency · Coalition · Vision · Communicate · Empower · Short-term wins · Consolidate · Anchor.
  • ADKAR — Prosci/Hiatt (2003): Awareness · Desire · Knowledge · Ability · Reinforcement.
  • McKinsey 7S (1980) — 3 Hard (Strategy/Structure/Systems) + 4 Soft (Shared values · Skills · Style · Staff).
  • Burke-Litwin (1992) — transformational vs transactional factors.
  • Bridges (1991) — change vs transition; Ending → Neutral Zone → New Beginning.
  • Greiner (1972) — 5+1 growth stages with crises (Leadership · Autonomy · Control · Red tape · Internal · Identity).
  • Nadler-Tushman Congruence model.
  • Senge (1990) — Five Disciplines: Personal Mastery · Mental Models · Shared Vision · Team Learning · Systems Thinking ★.
  • Cummings-Worley 4 families: Human Process · Technostructural · HRM · Strategic Change.
  • Human-process interventions: T-Group · Team Building · Process Consultation · Third-Party Peacemaking · Survey Feedback · Confrontation Meeting.
  • Other: Grid OD (Blake-Mouton) · QWL (Walton) · QC (Ishikawa) · TQM · BPR (Hammer-Champy 1993) · Appreciative Inquiry 4-D (Cooperrider 1987) · Open Space · World Café · Future Search · Six Sigma · Lean/Kaizen.
  • Resistance — Kotter-Schlesinger (1979): 4 reasons; 6 strategies (Education · Participation · Facilitation · Negotiation · Manipulation · Coercion).
  • India: ISABS 1971 · Pareek-Rao HRD philosophy · OCTAPACE (Openness, Confrontation, Trust, Autonomy, Pro-activity, Authenticity, Collaboration, Experimentation).
  • Modern trends: Agile change · Digital transformation · Network-of-teams · Design thinking · Behavioural nudges · People analytics · Psychological safety · DEI + ESG culture change.